Category Archives: Compliance

CASL – 3 Months to Full Enforcement

 

Posted in Compliance, Lists | Tagged , , | Leave a comment

Learn What Makes a Qualified Investor

Whether raising money for a private placement or building your portfolio of investment clients, working with a qualified investor will help to improve your success. By working with a premier group of investors, you will be able to accomplish more … Continue reading

Posted in Compliance, Investing, Lists, sales leads, SEC | Tagged , , , , | Leave a comment

Telemarketing Rules You Should Know About

If you are in sales, it is important to understand the telemarketing rules governing your industry to make sure that you don’t accidentally wind up violating one and slapped with a fine. There are several laws that govern telemarketing including … Continue reading

Posted in Compliance, DNC, Do not call, TCPA, TCPA regulations, Telemarketing | Tagged , , | Leave a comment

State Telemarketing Laws

If you are a telemarketer or making sales calls, it is important to follow both federal and state telemarketing laws. Many companies make the mistake of assuming that they only need to follow the federal laws and avoid violating the … Continue reading

Posted in Compliance, DNC, Do not call, TCPA regulations, Telemarketing | Tagged , , , , | Leave a comment

The NDNCR – What You Should Know

What You Should Know About the Do Not Call Registry as a Telemarketer If you are making sales calls you are probably familiar with the National Do Not Call Registry.  As a telemarketing company you are required to comply with … Continue reading

Posted in Compliance, DNC, Do not call, Telemarketing | Tagged , , , | Leave a comment

Telemarketing Rules for Debt Relief Companies

The Bureau of Consumer Protection Business Center has released a guide on telemarketing rules for debt relief companies. There are basic provisions about cold calling that apply to all industries  For example, you must scrub your lead list against the … Continue reading

Posted in Compliance, DNC, TCPA regulations, Telemarketing | Tagged , , , | Leave a comment

Definitions Under the TCPA

Definitions Under the Telephone Consumer Protection Act (TCPA)   If you are in sales, marketing, or a telemarketer by trade it is important to understand the rules found within the Telephone Consumer Protection Act (TCPA) in order to avoid accidentally … Continue reading

Posted in Compliance, DNC, Do not call, TCPA, TCPA regulations, Telemarketing | Tagged , , , | Leave a comment

New Telemarketing Legislation Proposed in NY

Assemblyman Matthew Titone (D-North Shore) has introduced new telemarketing legislation into the New York assembly that would require telemarketers raising money for charities to disclose how much of their donation will actually go to the organization. If passed, telemarketers would need … Continue reading

Posted in Compliance, DNC, Do not call, TCPA regulations, Telemarketing | Tagged , , | Leave a comment

Do Not Call Compliance for Your Company

Telemarketing is an important marketing tactic.  It’s popular because it works.  However, with the rise in legislation surrounding telemarketing it is equally important that you and your company stay in compliance.  Otherwise, you could be hit with large fines that … Continue reading

Posted in Compliance, DNC, Do not call | Tagged , , , , | Leave a comment

Cold Calling Rules & Warnings from the SEC

If you are getting sales leads in order to call prospective investors for a private offering, you need to be aware of the cold calling rules and warnings published by the SEC.  Calling accredited investors can be an extremely effective … Continue reading

Posted in Compliance, Telemarketing | Tagged , , , , | Leave a comment