Tag Archives: busted

Chicago CPA Charged with Insider Trading

Chicago, IL: Federal Prosecutors have charged a certified public accountant and former director of corporate audits for Chicago based Allscripts Healthcare Solutions with insider trading. Steven M. Dobrowski has been charged with 16 counts of securities fraud in the indictment, … Continue reading

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SEC Assess a Penalty Against Municipal Issuer

The SEC Assess a Penalty Against a Municipal Issuer for the First Time Municipal Issuer Hid the Fact that an Independent Consultant Reviewed Financial Projections and Raised Concerns Over Financial Viability. The Greater Wenatchee Regional Events Center Public Facilities District, … Continue reading

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Childrens’ Courses Pyramid Scheme Busted

SEC Busts Pyramid Scheme for Investing in Online Childrens Educational Courses   The SEC froze the assets of five entities that collectively went by “CKB” and “CKB168”.  A string of international organizations participated in this world wide Ponzi scheme that … Continue reading

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Father & Son Defrauded Terminally Ill

Lexington, SC: The Securities and Exchange Commission (SEC) today charged a father and son duo, in Lexington South Carolina, of running a fraudulent investment scheme designed to specifically target some of society’s most vulnerable citizens, the terminally ill. The two … Continue reading

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JPMorgan Chase Traders Charged By the SEC

  Two Former JPMorgan Chase Traders Charged By the SEC   Two traders from JPMorgan Chase & Company have been charged by the Securities and Exchange Commission (SEC) with fraudulently overhauling investments that were designed to hide massive losses in … Continue reading

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Miami Charged With Civil Securities Fraud

SEC Charges the City of Miami With Civil Securities Fraud The Securities and Exchange Commission accused the city of Miami of civil securities fraud on Friday, charging that the city and its former budget director were playing “shell games” with … Continue reading

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