Tag Archives: financial fraud

Money Manager Charged With False Advertising

New York, NY: The Securities and Exchange Commission (SEC) has charged a New York based money manager and his firm of false advertising. The charges stem from claims made by the company on their Twitter, newsletters, and other communications about … Continue reading

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80% of People Targeted by Investment Scams

Yahoo news reported a shocking statistic.  Almost 80% of US adults have been targeted by an investment scam.  FINRA conducted the poll and found that 40% of the people surveyed were unable to recognize the classic red flags of an … Continue reading

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Sentinel Head Trader Pleads Guilty to Fraud

The disgraced former Head of Trading at Sentinel Management Group Inc., Charles Mosely, plead guilty today to one of the largest cases of criminal financial fraud cases ever prosecuted in Chicago. The pleading brings to full circle the case against … Continue reading

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AIC Capital Group Charged with Fraud

The Securities and Exchange Commission (SEC) charged the founder of New York based AIC Capital Group, Fredrick D. Scott, with defrauding his investors while simultaneously grossly misrepresenting the amount of assets under his control. According to the complaint filed by … Continue reading

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Multi-Million Dollar Fraudulent Precious Metals Scheme

New CFTC Charges for Multi-Million Dollar Fraudulent Precious Metals Scheme CFTC Charges Hunter Wise Commodities, Lloyds Commodities, C.D. Hopkins Financial, United States Capital Trust, Newbridge Alliance, Blackstone Metals Group, and their Principals in Multi-Million Dollar Fraudulent Precious Metals Scheme CFTC … Continue reading

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