Tag Archives: SEC Rules

New SEC Rule Will Offer Up to $60 Million

New SEC Rule to Reg. A Will Offer Up to $60 Million of Securities Annually New amendments to Super Regulation A are being adopted by the Security and Exchange Commission, along with other new SEC rules and forms to implement … Continue reading

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What Is An Accredited Investor?

At the most basic level, accredited investors are people and institutions that meet qualifications to invest in venture capital, private placements, hedge funds and private equity. By purchasing securities from a business, they give that business a better opportunity to … Continue reading

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Cold Calling Rules & Warnings from the SEC

If you are getting sales leads in order to call prospective investors for a private offering, you need to be aware of the cold calling rules and warnings published by the SEC.  Calling accredited investors can be an extremely effective … Continue reading

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JOBS Act & Accredited Investor Leads

Effect of JOBS Act on Demand for Accredited Investor Leads What Will Be the Role of Accredited Investors in Private Investments? As the different ramifications of the 2012 JOBS Act begin to sink in, some assumptions have been made regarding … Continue reading

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Private Placements

Private placement (private investment capital), are funds invested in a company from private investors in the form of stocks or bonds.  Private placement is a convenient way to gain capital. Pro’s: Do not require the assistance of brokers or underwriters … Continue reading

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