Tag Archives: securities fraud

Executives Charged with Securities Fraud

Austin, Texas: The Federal Bureau of Investigation (FBI) announced today that ArthroCare Corporation has agreed to pay $30 million in a monetary penalty to resolve charges that senior executives in the company engaged in securities fraud. ArthoCare is a multi-business … Continue reading

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Insider Trading in Miami

Miami, Florida: In a insider trading bust today, the Securities and Exchange Commission (SEC) charged a Miami based trader for trading in the stock of Chinese company and for conducting an illegal short sale in the securities of three other … Continue reading

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Ponzi Scheme Targeting International Investors

Las Vegas, NV: The Securities and Exchange Commission (SEC) announced today, in Washington DC, the emergency freezing of the assets of a Las Vegas based company and the sole owner of the business, Edwin Fujinaga for allegedly perpetrating a multimillion … Continue reading

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AIC Capital Group Charged with Fraud

The Securities and Exchange Commission (SEC) charged the founder of New York based AIC Capital Group, Fredrick D. Scott, with defrauding his investors while simultaneously grossly misrepresenting the amount of assets under his control. According to the complaint filed by … Continue reading

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Colorado Man Indicted for Securities Fraud

  Colorado Man Indicted for Securities Fraud In Colorado Springs Robert Allen Zickefoose, 48, was indicted by a grand jury on seven counts of securities fraud and theft, for allegedly perpetrating a scheme by which he defrauded investors of over … Continue reading

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Miami Charged With Civil Securities Fraud

SEC Charges the City of Miami With Civil Securities Fraud The Securities and Exchange Commission accused the city of Miami of civil securities fraud on Friday, charging that the city and its former budget director were playing “shell games” with … Continue reading

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Accredited Investors and Blue Sky Laws

SalesLeads.tv is a leading seller of accredited investor lead lists. Marketers who use our lists to offer private placements should always be aware of the state regulations governing offerings that have been exempted from registration by the Securities and Exchange … Continue reading

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