Recent Posts

Private Equity Breathes a Sigh of Relief

Section 413(a) of the Dodd-Frank Act alters the financial qualifications of who can be considered an accredited investor and eligible participant.
There were rumors that the SEC qualifications for accredited investors were going to increase dramatically.  Currently, one is considered an accredited investor if their net worth is at least $1 million (excluding the value …

Is this the End of Precious Metals Leverage?

At over 2300 pages in length, not many people have read (let alone understand) the ramification for the Wall Street financial reform act.  The over-the-counter gold and precious metals trading industry (metals leverage companies) are not even aware of this law.  Most importantly, penalties for non-compliance of this law include felony charges which may …